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In recent years, the CSRC has organized and launched a national campaign to prevent illegal securities and futures publicity month (abbreviated as "Anti-non-publicity month") every May to widely publicize the harm of illegal securities and futures activities and improve the risk prevention awareness and ability of the broad masses of investors.
This year, Xiao an also spared no effort to continue to launch the "anti-Africa" investment topic, which aims to harm the activities of illegal securities and futures funds and establish a long-term investment concept.
What are illegal securities and futures activities?Pokerfreebonus?
The main word is "fake". These include illegal recommendation of stock futures funds, illegal transfer of new third-board stocks, counterfeit securities and futures fund operating institutions and employees, over-the-counter capital allocation, illegal issuance of stocks, illegal operation of futures business, illegal futures trading, illegal provision of cross-border securities trading services by overseas institutions, illegal business development in the name of private equity funds, illegal fund-raising, illegal intermediaries in the financial field, and so on. (source: China Securities Investment Fund Industry Association, 2024-05-12)
Fraudsters emerge one after another, and Xiao an sorted out several typical cases for reference.
Case 1: illegal recommendation of fund products
In July 2016, Su, as a private equity fund manager, established a relevant partnership, took real estate development projects as investment targets, and concealed the fact that the investment projects were developed by companies that Su actually controlled or developed with others. Issue 5 private equity funds, agreed on 10% 14PokerfreebonusAn annualized return of .5%, which is promoted by employees of other financial institutions, allowing unqualified investors to break through the limits on the number and amount of private equity funds invested by private equity funds.
In the end, due to the break of the capital chain, the principal loss of investors reached 4%.Pokerfreebonus41 billion yuan, freezing bank deposits of more than 6.87 million yuan, and recovering 16 million yuan of bonds enjoyed by Su to others and 35 investors' interest, dividends, commissions and rebates. (source: case Base of the people's Court, 2023-04-01)
Case 2: impersonating fund practitioners
In recent years, the trend of counterfeiting fund employees has become more and more intense. for example, in 2023, some people, in the name of XX fund personnel, induced investors to log on to false websites to recharge and transfer money, while some lawbreakers used the name of XX fund to attract clients and defraud investors' funds under the pretext of providing investment and financial management services, which seriously damaged the company's reputation and investors' interests. In addition, in 2022, some people falsified the social account identity of star fund managers of XX fund companies and fabricated related industries and market views.
According to the relevant questionnaire survey, among the 105 fund institutions interviewed in 2022 alone, a total of 37 institutions have been fraudulently carried out in the name of companies by lawbreakers, including 24 public equity fund companies and 13 private equity fund companies. (source: brokerage China, 20230.02 Compact 24; Shanghai Securities News, 2022-08-23)
Case 3: illegal provision of cross-border securities trading services
In recent years, XX Holdings and XX Securities have conducted cross-border securities business for domestic investors without the approval of the China Securities Regulatory Commission and without holding relevant legal licenses. According to the Securities Law and other relevant laws and regulations, their actions have constituted illegal securities business.
According to the interpretation of relevant laws and regulations, cross-border securities firms serving domestic citizens should have both domestic and overseas business licenses, and must have cross-border trading services through regulatory access or registration.
At present, the two Internet securities firms have been banned from carrying out incremental business in China, while sending relevant agencies to order rectification. (source: SFC, 2022-12-30)
Case 4: counterfeit funds, counterfeit platforms
Since 2017, Zheng teamed up with Zhou Mukun and others to build a fake fund trading platform, modelled on the formal fund platform, and set up all the functions such as buying and selling of fund products, payment and withdrawal, customer service complaints, etc., but the platform actually cannot carry out any fund investment activities. Zheng can control the rise and fall of the fund index and manipulate investors' profits and losses through the background.
In order to attract the victims to invest, the above platforms sent screenshots of false investment profits to the victims, created the false impression of rich investment returns, lured the victims into registering, recharging, and trading, and finally swindled the victims out of their investment by charging high handling fees and controlling the rise and fall of the futures fund index.
But in fact, Zheng did not carry out any fund investment activities, as of the case, a total of more than 120 million yuan. (source: Supreme Procurator, 2023-11-10)
How do ordinary people "guard against illegality"?
Xiao AnjiaoPokerfreebonusYou take "four steps" to prevent most illegal financial activities!
(1) if you recognize the subject, marketing and product legitimacy, you can check whether the relevant licenses and qualifications are complete before investing.
(2) think about whether you really know whether you have exaggerated the product, product marketing and expected rate of return, and whether you really know the relevant market situation.
(3) wait a minute, investment is most afraid of being hot-headed and impulsive. Huaan Fund recognizes and promotes long-term investment ideas. When you come into contact with new investment opportunities, you might as well discuss it with your family and friends, or ask about it from a regulatory authority.
(4) check, the swindler is full of tricks, keep in mind a move, identify the authoritative information disclosure subject, here Xiao an sorted out the relevant inquiry authority website, you must remember to collect oh!
CSRC Capital Market Electronic Information Disclosure platform, including public offering fund subject information and fund announcement, net worth, securities intermediaries, listed companies, IPO companies and other information: eid.csrc.gov.cn/fund/disclose/index.html
The basic information of the employees of the Securities Association of China shall be publicized, including the basic information of all securities practitioners:
Gs.sac.net.cn/pages/registration/sac-publicity-report.html
China Securities Investment Fund Industry Association information publicity, including public offering, private placement, asset management bodies and employees information inquiry: gs.amac.org.cn
China Futures Association member announcement, including futures-related business entities and employees publicity information: www.cfachina.org/informationpublicity/hygs
Risk hint: the fund management company does not guarantee the profit of the fund, nor does it guarantee the minimum return. The past performance of the fund does not predict its future performance, and the performance of other funds managed by fund managers does not constitute a guarantee of fund performance. There is a risk of fluctuation in the return of fund products, so it is necessary to be cautious in investment. for details, please carefully read the fund contract, recruitment prospectus and other fund legal documents.